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Lawrence Ewing Stevenson

LPl Financial LLC

Valencia, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-25
  • CA RA
    APPROVED
    Since 2023-04-25

Branch Locations

27918 Franklin Pkway, Valencia, CA 91355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mitchell C Beer Woodland Hills CA 11/2010 03/2023
Northwestern Mutual Investment Services, Llc Woodland Hills CA 11/2010 03/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 03/2023
Lpl Financial Llc Valencia CA 04/2023 Present
Logix Federal Credit Union Valencia CA 04/2023 Present
  • 11/2010 → 03/2023
    Mitchell C Beer
    Woodland Hills, CA
  • 11/2010 → 03/2023
    Woodland Hills, CA
  • 01/2016 → 03/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2023 → Present
    Valencia, CA
  • 04/2023 → Present
    Logix Federal Credit Union
    Valencia, CA
Previous Registrations
  • 2010-11-23 → 2023-04-04
    Woodland Hls, CA
  • 2009-12-23 → 2010-10-21
    Td Ameritrade, Inc.
    Thousand Oaks, CA
  • 2009-12-23 → 2010-10-21
    Td Ameritrade Investment Management, Llc
    Oxnard, CA
  • 2009-07-01 → 2009-12-02
    Woodland Hls, CA
  • 2007-11-13 → 2009-02-18
    Thousand Oaks, CA
    Woodland Hills, CA
  • 2005-08-05 → 2007-10-10
    Banc Of America Investment Services, Inc.
    Westlake Village, CA
    Calabasas, CA
    Malibu, CA
    Woodland Hills, CA
    Westlake Village, CA
    Westlake Village, CA
  • 1998-08-24 → 2005-08-09
    Morgan Stanley Dw Inc.
    Woodland Hls, CA
Other Businesses

1) 04/21/2023 - Logix Financial Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-21
S63 Uniform Securities Agent State Law Examination 1997-11-13
  • S65 Uniform Investment Adviser Law Examination
    1997-11-21
  • S63 Uniform Securities Agent State Law Examination
    1997-11-13
Other Names
  • Larry Stevenson
  • Lawrence E Stevenson
  • Lawrence E Stevenson Iii
  • Lawrence E Stevenson
  • Lawrence E Stevenson
  • Lawrence E Stevenson
  • Larry Stevenson
  • Lawrence Ewing Stevenson

View on SEC IAPD

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