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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-04-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mitchell C Beer | Woodland Hills | CA | 11/2010 | 03/2023 |
| Northwestern Mutual Investment Services, Llc | Woodland Hills | CA | 11/2010 | 03/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 03/2023 |
| Lpl Financial Llc | Valencia | CA | 04/2023 | Present |
| Logix Federal Credit Union | Valencia | CA | 04/2023 | Present |
1) 04/21/2023 - Logix Financial Services - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-13 |
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