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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-05-06 |
| GA | RA | APPROVED | 2024-10-16 |
| WI | RA | APPROVED | 2024-10-08 |
| MD | RA | APPROVED | 2024-03-26 |
| PA | RA | APPROVED | 2024-01-16 |
| OK | RA | APPROVED | 2023-11-30 |
| AL | RA | APPROVED | 2023-11-29 |
| ND | RA | APPROVED | 2023-04-24 |
| AR | RA | APPROVED | 2023-01-10 |
| ID | RA | APPROVED | 2022-07-15 |
| VT | RA | APPROVED | 2022-07-05 |
| SD | RA | APPROVED | 2021-10-19 |
| TX | RA | APPROVED_RES | 2021-09-16 |
| MO | RA | APPROVED | 2020-11-18 |
| MT | RA | APPROVED | 2020-09-03 |
| CA | RA | APPROVED | 2020-05-12 |
| OR | RA | APPROVED | 2019-07-30 |
| WY | RA | APPROVED | 2019-04-15 |
| NE | RA | APPROVED | 2018-08-08 |
| NC | RA | APPROVED | 2018-04-25 |
| NM | RA | APPROVED | 2018-04-24 |
| SC | RA | APPROVED | 2018-04-24 |
| AZ | RA | APPROVED | 2017-10-23 |
| FL | RA | APPROVED | 2015-11-02 |
| CO | RA | APPROVED | 2014-09-17 |
Branch Locations
6455 South Yosemite Street Suite 425, Greenwood Village, CO 80111 • United States
4700 S College Ave Suite 8, Fort Collins, CO 80525 • United States
525 N. Denver Ave, Loveland, CO 80537 • United States
Loveland, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Loveland | CO | 08/2012 | Present |
| Park Avenue Securities Llc | Loveland | CO | 09/2012 | Present |
| Park Avenue Securities Llc | Fort Collins | CO | 03/2015 | 12/2025 |
| Guardian Life Insurance Company | Fort Collins | CO | 03/2015 | 12/2025 |
1. PIERCE INSURANCE & FINANCIAL - President, Start: 01/01/2004, Nature: Insurance other than Guardian, Address: 4700 S College, Ste 8 Fort Collins CO 80525, Duties: Selling Insurance Products other than Guardian, 40 total hours per month; 10 during securities trading hours, Investment Related, 2. POA for Immediate Family-POA for wife & wife's parents, Start: 02/01/2000, Address: 3991 Stoneham Dr; Loveland CO 80538, 0 hrs per month, Not investment related, 3. Emerald Glen 6th Owners Sub Association-Board Member, Start: 11/01/2021, Address: 3991 Stoneham Dr. Loveland CO 80538, 1 total hour per month; 0 during securities trading hours,, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-04-20 |
| S65 | Uniform Investment Adviser Law Examination | 2014-08-21 |
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