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Leonard Ian Katz

Morgan Stanley

Fort Myers, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-06-01
TX RA APPROVED 2009-06-01
  • FL RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED
    Since 2009-06-01

Branch Locations

7811 University Pointe Drive Suite 100, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Ft. Myers FL 06/2009 06/2017
Morgan Stanley Private Bank, N.A. New York NY 11/2015 06/2017
Morgan Stanley Smith Barney Llc Fort Myers FL 06/2017 Present
  • 06/2009 → 06/2017
    Morgan Stanley
    Ft. Myers, FL
  • 11/2015 → 06/2017
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 06/2017 → Present
    Morgan Stanley Smith Barney Llc
    Fort Myers, FL
Previous Registrations
Other Businesses

1. RENTAL PROPERTY, OWNER; START DATE: 01/2016; OVEDO, FL; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-06
S63 Uniform Securities Agent State Law Examination 1997-10-29
  • S65 Uniform Investment Adviser Law Examination
    1997-11-06
  • S63 Uniform Securities Agent State Law Examination
    1997-10-29

View on SEC IAPD

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LPL FINANCIAL LLC
SANCTUARY ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
CHARLES SCHWAB & CO., INC.

Other Investors

DAVID JONATHAN MORELAND
Elizabeth Diane Scoggins
Devin Reich
WILLIAM CARR WHITE
JACQUELINE ANNETTE WEBSTER
SCOTT MICHAEL KLEIN
JEFFREY STUART MALAVSKY
WILLIAM HERBERT WHITE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT MYERS, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL
UBS FINANCIAL SERVICES INC. · FORT MYERS, FL
LPL FINANCIAL LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
TRUIST ADVISORY SERVICES, INC. · FORT MYERS, FL

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