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Inactive

James Robert Cole

Mariner

Memphis, TN

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-02-14
  • TN RA
    APPROVED
    Since 2023-02-14

Branch Locations

1661 International Drive Ste. 400, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities, Inc. Tulsa OK 08/2006 08/2017
Bokf, Na Tulsa OK 08/2006 08/2017
Ftb Advisors, Inc Memphis TN 08/2017 10/2019
First Horizon Advisors Memphis TN 10/2019 11/2020
First Horizon Advisors Memphis TN 11/2020 02/2023
Mariner Wealth Advisors Overland Park KS 02/2023 Present
  • 08/2006 → 08/2017
    Bok Financial Securities, Inc.
    Tulsa, OK
  • 08/2006 → 08/2017
    Bokf, Na
    Tulsa, OK
  • 08/2017 → 10/2019
    Ftb Advisors, Inc
    Memphis, TN
  • 10/2019 → 11/2020
    First Horizon Advisors
    Memphis, TN
  • 11/2020 → 02/2023
    First Horizon Advisors
    Memphis, TN
  • 02/2023 → Present
    Mariner Wealth Advisors
    Overland Park, KS
Previous Registrations
  • 2017-08-09 → 2023-02-02
    First Horizon Advisors, Inc.
    Collierville, TN
    Memphis, TN
    Memphis, TN
  • 2006-09-06 → 2017-08-15
    Bok Financial Securities, Inc.
    Fayetteville, AR
    Tulsa, OK
    Tulsa, OK
    Tulsa, OK
    Tulsa, OK
    Tulsa, OK
    Sand Springs, OK
    Tulsa, OK
    Tulsa, OK
    Broken Arrow, OK
    Tulsa, OK
    Tulsa, OK
    Bartlesville, OK
    Tulsa, OK
    Tulsa, OK
    Bartlesville, OK
    Eufaula, OK
    Grove, OK
    Tulsa, OK
    Muskogee, OK
    Muskogee, OK
    Tulsa, OK
    Tulsa, OK
    Tulsa, OK
    Tulsa, OK
    Muskogee, OK
    Muskogee, OK
    Mcalester, OK
    Dallas, TX
    Bixby, OK
    Tulsa, OK
    Tulsa, OK
    Owasso, OK
    Bentonville, AR
    Englewood, CO
    Richardson, TX
    Oklahoma City, OK
    Tulsa, OK
    Overland Park, KS
    Tulsa, OK
    Denver, CO
    Oklahoma City, OK
  • 2002-02-14 → 2006-08-17
    First Horizon Advisors, Inc.
    Bartlett, TN
    Memphis, TN
    Bartlett, TN
    Dyersburg, TN
    Jackson, TN
    Germantown, TN
    Cordova, TN
    Jackson, TN
    Memphis, TN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-15
S65 Uniform Investment Adviser Law Examination 1997-12-08
  • S63 Uniform Securities Agent State Law Examination
    1997-12-15
  • S65 Uniform Investment Adviser Law Examination
    1997-12-08
Designations
Other Names
  • Bob Cole
  • J. Robert Cole

View on SEC IAPD

Other Firms

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NEWSOUTH CAPITAL MANAGEMENT INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PRIVATE ADVISOR GROUP, LLC
LPL FINANCIAL LLC
B. RILEY WEALTH ADVISORS, INC.
INDEPENDENT FINANCIAL GROUP, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

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CHARLES DALE WATSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

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