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Inactive

Aaron Michael Simmons

Bradley Foster & Sargent Inc

Westerly, RI

Hartford, CT

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Current Employers
Bradley Foster & Sargent Inc

185 Asylum Street City Place Ii, 11Th Floor, Hartford, CT 06103-3402 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-07-03
CT RA APPROVED 2025-05-20
RI RA APPROVED 2025-05-20
  • MA RA
    APPROVED
    Since 2025-07-03
  • CT RA
    APPROVED
    Since 2025-05-20
  • RI RA
    APPROVED
    Since 2025-05-20

Branch Locations

90 Beach Street, Westerly, RI 02891 • United States

185 Asylum Street City Place Ii, 11Th Floor, Hartford, CT 06103-3402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Washington Trust Company Westerly RI 03/2011 04/2024
Napatree Capital Llc Westerly RI 04/2024 Present
Bradley Foster And Sargent, Inc Hartford CT 05/2025 Present
  • 03/2011 → 04/2024
    The Washington Trust Company
    Westerly, RI
  • 04/2024 → Present
    Napatree Capital Llc
    Westerly, RI
  • 05/2025 → Present
    Bradley Foster And Sargent, Inc
    Hartford, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-15
S63 Uniform Securities Agent State Law Examination 1997-10-31
  • S65 Uniform Investment Adviser Law Examination
    2024-11-15
  • S63 Uniform Securities Agent State Law Examination
    1997-10-31

View on SEC IAPD

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