Conrad Kenneth Branson

Current Employers

Employment History

• 05/2013 → 06/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mill Valley, CA
• 05/2013 → 06/2022
  Bank Of America, N.A.
  Mill Valley, CA
• 06/2022 → Present
  Kingswood Capital Partners, Llc
  Kentfield, CA
• 06/2022 → Present
  Kingswood Wealth Advisors, Llc
  Kentfield, CA

Previous Registrations

• 2013-05-10 → 2022-06-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mill Valley, CA
• 2009-06-01 → 2013-06-07
  Morgan Stanley
  San Rafael, CA
• 2008-02-19 → 2009-06-01
  Morgan Stanley & Co. Llc
  San Rafael, CA
  San Francisco, CA
• 2007-05-29 → 2008-03-03
  Citigroup Global Markets Inc.
  Mill Valley, CA
  Mill Valley, CA
• 2002-08-29 → 2007-05-29
  Citicorp Investment Services
  Mill Valley, CA
  Mill Valley, CA

Other Businesses

1) Parlor Bar (DBA Old Town Tap) - not investment related - 10164 Donner Pass Rd #1 Trukee, CA 96161 - restaurant - fractional owner - 2016 - 0 - 0 - none/passive 2) Oak Hill School - not investment related - 30 Sunny Hills Drive San Anselmo, CA 94960 - non profit school for Autism - Board of directors - 6/2010 - 4 hours - 0 hours - review school operations and finances 3) Birchwood Wealth Advisors - yes investment related - 15 Elm Ave Kentfield CA 94904 - DBA for Kingswood US - owner - 6/22 - 5 hrs/month - 0 during trading - this is my DBA for my relationship with Kingswood.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-05-29
• S63 Uniform Securities Agent State Law Examination
  1997-11-19

Other Names

• Conrad K Branson