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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-02-14 |
Branch Locations
30 Warder St Ste 200, Springfield, OH 45504-2581 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Springfield | OH | 12/2010 | 02/2018 |
| Lpl Financial Llc | Springfield | OH | 02/2018 | Present |
1. 8/4/2018 - Wallace & Turner, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 03/01/2005 - 5 Hours Per Month/5 Hours During Securities Trading. 2. 02/20/2019 - Wallace & Turner Financial Services - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:01/01/2010 - 160 hours/mo - 160 hours during trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-11-11 |
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