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Thomas Vietor Sheehan

Round Oak Capital LLC

Charlottesville, VA

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Current Employers
Round Oak Capital Llc

969 2Nd St Se, Charlottesville, VA 22902 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-29
VA RA APPROVED 2015-01-12
  • TX RA
    APPROVED_RES
    Since 2016-09-29
  • VA RA
    APPROVED
    Since 2015-01-12

Branch Locations

969 2Nd St Se, Charlottesville, VA 22902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Round Oak Capital Llc New York NY 07/2010 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-22
S63 Uniform Securities Agent State Law Examination 1998-11-18
  • S65 Uniform Investment Adviser Law Examination
    2010-06-22
  • S63 Uniform Securities Agent State Law Examination
    1998-11-18

View on SEC IAPD

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