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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-08 |
| TX | RA | APPROVED | 2025-05-08 |
Branch Locations
26141 Marguerite Pkwy Ste A, Mission Viejo, CA 92692 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Newport Beach | CA | 09/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Newport Beach | CA | 11/2016 | 03/2017 |
| Ameriprise Financial Services Inc | Aliso Viejo | CA | 03/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Mission Viejo | CA | 03/2020 | 05/2025 |
| Lpl Financial | Mission Viejo | CA | 05/2025 | Present |
1- 11/13/2025 - Amplify Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 20 hours per month/ 10 hours during trading 2- 11/13/2025 - Amplify Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/11/2025 - 160 hours per month/ 80 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-12 |
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