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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-08 |
| WA | RA | APPROVED | 2025-12-08 |
Branch Locations
18925 Bothell Way Ne, Bothell, WA 98011 • United States
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Bellevue | WA | 12/2025 | Present |
| Tyk Enterprises | Mukilteo | WA | 09/2012 | Present |
| Mainspring Wealth Advisors | Bellevue | WA | 08/2025 | 11/2025 |
| Raymond James | Bellevue | WA | 08/2025 | 11/2025 |
| Jpmorgan Chase Bank, N.A. | Seattle | WA | 06/2018 | 08/2025 |
| J.P. Morgan Securities Llc | Seattle | WA | 06/2018 | 08/2025 |
| Ladenburg Thalmann Finl Servi/Penn Mutual | Bellevue | WA | 03/2018 | 06/2018 |
| Kms Financial Services, Inc. | Seattle | WA | 03/2018 | 06/2018 |
| Financial Services International | Edmonds | WA | 08/2014 | 05/2018 |
Entity Name: TYK Enterprises Investment related: No Address: Private Residence Nature of the other business: Documentation and Translation Position/Title/Relationship: Employee/Contractor Start Date: 09/01/2012 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Wife's business. I assist with documentation and translation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-08 |
| S65 | Uniform Investment Adviser Law Examination | 1999-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-12 |
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