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Cynthia Martin

Ubs Financial Services Inc.

Memphis, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-01-14
  • TN RA
    APPROVED
    Since 2004-01-14

Branch Locations

6070 Poplar Avenue Suite 400, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Memphis TN 06/2003 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-19
S63 Uniform Securities Agent State Law Examination 1999-08-30
  • S65 Uniform Investment Adviser Law Examination
    2008-05-19
  • S63 Uniform Securities Agent State Law Examination
    1999-08-30
Other Names
  • Cynthia Peters
  • Cindy Carlisle
  • Cindy Ford
  • Cynthia Anne Ford
  • Cindy Martin

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

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