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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2023-08-14 |
| VI | RA | APPROVED | 2017-07-20 |
| TX | RA | APPROVED_RES | 2017-05-11 |
| MN | RA | APPROVED | 2017-05-08 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
Lake Elmo, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rodan And Fields | Woodbury | MN | 03/2015 | 06/2017 |
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 05/2015 | 05/2017 |
| Rbc Capital Markets, Llc | St. Paul | MN | 05/2017 | Present |
1) NAME OF ACTIVITY; BOARD MEMBER - ST PAUL FESTIVAL AND HERITAGE FOUNDATION - 4 HOURS PER MONTH - 0 DURING TRADING HOURS - NON- PROFIT - NOT INVESTMENT RELATED - NO CHECK WRITING CAPABILITIES; NO INCOME; DOES NOT INVOLVE AMERIPRISE CLIENT; IS NOT LIKELY TO INTERFERE WITH RESPONSIBILITIES TO THE COMPANY AND ITS CLIENTS; THIS IS NOT AN AMERIPRISE ACTIVITY. 2) NAME OF ENTITY: Juvenile Diabetes Research Foundation International Inc. ADDRESS: 3001 Metro Drive, Suite 100, Bloomington, MN, 55425 INVESTMENT/NOT INVESTMENT RELATED: No. BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 01/05/2025 CAPACITY: I will be a general board member helping to raise donations and fundraising events to support the organizations efforts towards a cure for typ1 1 diabetes as well as lifesaving medical advancements so people with T1D can better manage their disease. DUTIES: I have been asked to sit on the board for JDRF Minnesota and Dakotas Chapter. - They are now called Breakthrough T1D HOURS DEVOTED PER MONTH: ??? HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: Less than 10%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-11-21 |
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