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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank One, Wisconsin | Milw | WI | 07/1996 | Present |
| J.P. Morgan Securities Llc | The Woodlands | TX | 10/2012 | Present |
Entity Name: Citizens for Animal Protection Investment related: Y "Address: 17555 Katy Freeway Houston, TX 77094 www.Cap4Pets.org" Nature of the other business: Animal Protection Position/Title/Relationship: Board of Directors member (excluding advisory boards) Start Date: 02/01/2021 "Approximate # of hours a month: 0-10 0 during trading hours" "Briefly describe your duties: Board Member Review Financials"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-28 |
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