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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-16 |
Branch Locations
Fulshear, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Titleist Asset Management, Ltd | Dallas | TX | 01/2014 | 03/2020 |
| Globescan Capital, Inc. | Houston | TX | 04/2020 | 03/2022 |
| Northern Lights Distributors, Llc | Elkhorn | NE | 01/2022 | 03/2022 |
| Oppenheimer & Co. Inc. | The Woodlands | TX | 03/2022 | Present |
DIRECTOR FOR LATINO AUSTRALIA EDUCATION-LATINO AUSTRALIA OFFERS COUNSELING SERVICES TO STUDENTS THAT DESIRE TO STUDY IN AUSTRALIA-OWNED BY MY WIFE-TAKES ME ABOUT 1 OR 2 HOURS PER MONTH (HELP HER WITH ACCOUNTING)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-21 |
| S65 | Uniform Investment Adviser Law Examination | 2001-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-30 |
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