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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-03-12
  • NJ RA
    APPROVED
    Since 2024-03-12

Branch Locations

1600 Highway 35 And Deal Rd [J6/J9-Rbo], Oakhurst, NJ 07755 • United States

300 Route 18 Midstate Mall, East Brunswick, NJ 08816 • United States

756 States Route 18, East Brunswick, NJ 08816 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 02/2012 03/2017
Foresters Financial Services Iselin NJ 12/2017 09/2018
Unemployed Metuchen NJ 03/2017 11/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Red Bank NJ 07/2019 03/2024
Nwse Deutsche Bank Wealth Management New York NY 09/2018 02/2019
Fedex Ground Edison NJ 04/2018 04/2018
Amazon.cOm Avenel NJ 11/2017 12/2017
Unemployed Metuchen NJ 02/2019 07/2019
Wells Fargo Clearing Services, Llc Oakhurst NJ 03/2024 Present
Previous Registrations
Other Businesses

AMAZON FULLFILMENT CENTER, NOT INV RELATED, EDISON, NJ, ASSOCIATE - WAREHOUSE MACHINE OPERATOR, START 7/15/20, 19 HRS MONTH, 0 HRS DURING TRADING, MACHINE PACKAGE SORTER;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-10
  • S66 Uniform Combined State Law Examination
    2012-02-10
Other Names
  • Fred Rivera

View on SEC IAPD

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