Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-07-21 |
| TN | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
6060 Poplar Ave Ste 450, Memphis, TN 38119 • United States
Germantown, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Memphis | TN | 07/2009 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Germantown | TN | 07/2009 | 07/2021 |
| Cub Scouts Pack 341 | Memphis | TN | 09/2017 | 07/2021 |
| Julius Moody And Jeff Bostick Tic | Memphis | TN | 05/2005 | 01/2018 |
| Julius Moody | Germantown | TN | 01/2018 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Germantown | TN | 07/2009 | 07/2021 |
| Waddell & Reed, Inc. | Memphis | TN | 07/2009 | 07/2021 |
| 6060 Group Llc | Memphis | TN | 02/2020 | 07/2021 |
| Lpl Financial Llc | Memphis | TN | 07/2021 | Present |
1) 2/2020 - 6060 Group / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 2HR/MO / 6060 Poplear Ste. 450, Memphis, TN, 38119 2) 07/2009 - VARIOUS INSURANCE CARRIERS FOR W&R INSURANCE AGENCIES / Non-Variable Insurance / Investment Related / 0HR/MO / GERMANTOWN, Tennessee 3) 2017 - Moody Farms / Real Estate Rental / 2100 Knoll Lane Germantown TN 38138 / Investment Related / 0HR/MO / 2069 Robertson Rd Louisville MS 39339 4) 12/27/2024- No business name- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 12/19/2024- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-18 |
Reach out to this advisor