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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1999-10-20
  • TX RA
    APPROVED
    Since 1999-10-20

Branch Locations

911 W Loop 281 Ste 113, Longview, TX 75604 • United States

Hallsville, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Longview TX 09/2005 03/2020
Ameriprise Financial Services, Llc Longview TX 03/2020 Present
Other Businesses

Independent Insurance Brokering; Nationwide Life Insurance Company; 08/31/2000; . Business Ownership; SWP Operations, LLC.; Owner; Manage Ameriprise Business; 911 W. Loop 281, Suite 113, Longview, TX, 75604; Investment-Related; 01/01/2024; 60 hours per month; 60 during trading hours. Board of Directors; First Baptist Church of Hallsville; Assistant Treasurer; PO Box 359Hallsville, TX 75650, ,; ; 03/01/2011; 1 to 9 hours per month; . Outside Employment; SWP Operations, LLC.; Owner; Manage advisory business; 911 W. Loop 281, Suite 113, Longview, TX, 75604; Investment-Related; 01/01/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-10-19
  • S63 Uniform Securities Agent State Law Examination
    1999-10-19
Designations

View on SEC IAPD

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