Bruce Douglas Beaty

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2003 → 08/2017
  Legacy Marketing Group
  Petaluma, CA
• 06/2020 → 06/2026
  Madison Avenue Securities, Llc
  San Diego, CA
• 08/2017 → Present
  Asset Marketing Systems
  San Diego, CA
• 06/2026 → Present
  Ae Wealth Management, Llc
  Topeka, KS
• 10/2023 → Present
  Dynamic Planning Network, Llc
  Sheridan, WY
• 08/2024 → Present
  R&B Ventures, Llc
  Kalispell, MT
• 08/2025 → Present
  Quail Holding, Llc
  Verdi, NV
• 06/2020 → Present
  Heartland Investment Advisory Services
  San Diego, CA

Previous Registrations

• 2013-08-26 → 2015-12-16
  Onpointe Advisory And Financial Services, Llc
  Rohnert Park, CA
  Petaluma, CA

Other Businesses

1. Heartland Investment Advisory Services; Investment Related: Yes; 13500 Evening Creek Dr. N Suite 555, San Diego CA 92128; Investment Advisory Services; Position: President; Start Date 06/2020; Approx hours per month: 60; Approx hours during trading: 10; Hosting seminars, meeting with clients, creating financial plans, selecting products in the best interests of the clients. 2. Asset Marketing System; Investment Related: No; 13500 Evening Creek Dr. N Suite 555, San Diego CA 92128; Business Planning and Mentorship; Position: SVP of Sales/Business Consultant; Start Date 08/2017; Approx hours per month: 160; Approx hours during trading: 160; Sales management, recruiting, managing product team. 3. KTEP; Investment Related: No; 2950 Southwest McClure Rd, Topeka, KS 66614; Insurance Marketing Organization; Position: Shareholder; Start Date 04/2024; Approx hours per month: 0; Approx hours during trading: 0; Shareholder. 4. Dynamic Planning Network LLC; Investment Related: No; 1309 Coffeen Ave, Ste 11558, Sheridan, WY 82801; Consulting; Position: Managing Member; Start Date 10/2023; Approx hours per month: 10; Approx hours during trading: 0; Consulting, development of programs, talent acquisition, and training. 5. R&B Ventures, LLC; Investment Related: No; 1001 South Main Street, Kalispell, MT 59901; Auto Mobile Leasing; Position: Managing Partner; Start Date 08/2024; Approx hours per month: 5; Approx hours during trading: 0; Administrative duties. 6. Quail Holding, LLC; Investment Related: No; 200 Lakeview Dr, Verdi, NV 89439; Rental Business; Position: Owner; Start Date 08/2025; Approx hours per month: 5; Approx hours during trading: 0; Co-owner with my wife. Activities will include identifying and securing real estate. Securing renters.

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-03-30

Designations

• Chartered Financial Consultant