Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED | 2025-06-05 |
Branch Locations
399 Knollwood Rd 208 2Nd Floor, White Plains, NY 10603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Mount Kisco | NY | 12/2015 | 06/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2016 | 06/2020 |
| Lpl Financial | Elmsford | NY | 06/2020 | 06/2025 |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2016 | 06/2020 |
| Wells Fargo Advisors Financial Network, Llc | White Plains | NY | 06/2025 | Present |
(1) 6/9/2021 - Horizon Wealth Managers LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/2/2020 - 4 Hours Per Month/4 Hours During Securities Trading. (2) 04/13/2023 - Watermark Life - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Advisor - Start Date 04/03/2023 - 20 Hours Per Month/ 1 Hours During Securities Trading (3) 04/29/2024 - Horizon Wealth Managers - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/09/2021 - 160 Hours Per Month/ 7 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-06 |
Reach out to this advisor