Best Investors Account Sign in
Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-25
NY RA APPROVED 2021-05-25
  • VT RA
    APPROVED
    Since 2025-08-25
  • NY RA
    APPROVED
    Since 2021-05-25

Branch Locations

30 Century Hill Drive Suite 300, Latham, NY 12110 • United States

Glenmont, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Latham NY 11/2010 Present
Tiaa Latham NY 11/2010 Present
Previous Registrations
  • 2007-06-08 → 2010-10-25
    Albany, NY
  • 2002-07-02 → 2004-05-26
    Pricewaterhousecoopers Investment Advisers Llc
    Floram Park, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-10-07
S65 Uniform Investment Adviser Law Examination 2007-06-07
  • S63 Uniform Securities Agent State Law Examination
    2010-10-07
  • S65 Uniform Investment Adviser Law Examination
    2007-06-07

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Latham, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor