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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2018-11-02 |
Branch Locations
3121 Quail Springs Pkwy Ste 110, Oklahoma City, OK 73134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Oklahoma City | OK | 10/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Oklahoma City | OK | 11/2016 | 11/2018 |
| Raymond James & Associates, Inc. | Oklahoma City | OK | 11/2018 | Present |
(1)Name of Business: Address: 2380 Veneterra View, Edmond, OK, 73034, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: maintenance and repairs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-16 |
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