Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2003-05-15 |
| TX | RA | APPROVED | 2003-05-15 |
| IL | RA | APPROVED | 2003-04-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith, Inc. | Huntsville | AL | 04/2003 | Present |
| Bank Of America,Na | Huntsville | AL | 12/2009 | Present |
NATIONAL CHILDREN'S ADVOCAY CENTER, 210 PRATT AVENUE, HUNTSVILLE, AL 35801 - INVESTMENT RLT'D - YES, HRS DEVOTED TO ACTIVITY - 10, HRS DURING TRADING - 2, DATE ACTIVITY BEGAN 04/02/12, POSITION - COMMITTEE MEMBER; NON-PROFIT ORG. THAT WORKS WITH ABUSED CHILDERN.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-28 |
Reach out to this advisor