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Current Employers
Northland Securities, Inc.

150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-02
NM RA APPROVED 2025-05-05
CA RA APPROVED 2022-08-12
TX RA APPROVED 2021-07-01
IL RA APPROVED 2021-01-14
AZ RA APPROVED 2020-04-02
FL RA APPROVED 2019-04-02
SD RA APPROVED 2018-10-11
IA RA APPROVED 2016-02-05
WI RA APPROVED 2015-05-18
MN RA APPROVED 2014-01-09
  • NY RA
    APPROVED
    Since 2026-01-02
  • NM RA
    APPROVED
    Since 2025-05-05
  • CA RA
    APPROVED
    Since 2022-08-12
  • TX RA
    APPROVED
    Since 2021-07-01
  • IL RA
    APPROVED
    Since 2021-01-14
  • AZ RA
    APPROVED
    Since 2020-04-02
  • FL RA
    APPROVED
    Since 2019-04-02
  • SD RA
    APPROVED
    Since 2018-10-11
  • IA RA
    APPROVED
    Since 2016-02-05
  • WI RA
    APPROVED
    Since 2015-05-18
  • MN RA
    APPROVED
    Since 2014-01-09

Branch Locations

150 South Fifth Street Suite 3300, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northland Securities, Inc. Minneapolis MN 09/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-05
S63 Uniform Securities Agent State Law Examination 1997-09-29
  • S65 Uniform Investment Adviser Law Examination
    2016-02-05
  • S63 Uniform Securities Agent State Law Examination
    1997-09-29

View on SEC IAPD

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