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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-11-16
  • FL RA
    APPROVED
    Since 2022-11-16

Branch Locations

2226 South Congress Avenue, West Palm Beach, FL 33406 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

Palm Beach Gardens, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwn Securities Palm Beach Gardens FL 02/2004 Present
  • 02/2004 → Present
    Gwn Securities
    Palm Beach Gardens, FL
Other Businesses

TEAM ISN NETWORK POSITION: INSURANCE SALES NATURE: TO PROVIDE LIFE AND LONG TERM CARE INSURANCE FOR MY CLIENTS INVESTMENT RELATED: NO NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2014 ADDRESS: 1525 FARADAY AVE, CARISBAD CA 92008 DESCRIPTION: TO PROVIDE LIFE AND LONG TERM CARE INSURANCE Buttelman & Associates Financial Services, Is Investment Related, DBA, Financial Professional, 02/02/2004,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. HEALTH INSURANCE POSITION: Representative of record NATURE: Health Insurance group life and group disability INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2018 ADDRESS: 13 kintyre road, palm beach gardens FL 33418, United States DESCRIPTION: To provide information about the health insurance plan, group life and group disability. Sign up new hires and provide information during open enrollment.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-21
S63 Uniform Securities Agent State Law Examination 2019-06-14
  • S65 Uniform Investment Adviser Law Examination
    2022-10-21
  • S63 Uniform Securities Agent State Law Examination
    2019-06-14

View on SEC IAPD

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