Darren J Justin Lederfine

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-08-27
MN	RA	APPROVED	2013-12-09
TX	RA	APPROVED_RES	2009-06-04

CA RA
APPROVED

Since 2021-08-27
MN RA
APPROVED

Since 2013-12-09
TX RA
APPROVED_RES

Since 2009-06-04

Branch Locations

80 South 8Th Street Suite 2900, Minneapolis, MN 55402 • United States

600 West Broadway Suite 2100, San Diego, CA 92101 • United States

San Diego, CA • United States

222 E. Carrillo St., Suite 106, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Minneapolis	MN	07/2007	Present

07/2007 → Present

Ubs Financial Services Inc.

Minneapolis, MN

Other Businesses

Continuum IP Holdings LLC,MNUnited States,Information Technology,IP holding company for an invention that will be getting provisional patent protection,Manage the IP held by the LLC,Start date -11/10/2025 , investment Yes

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1997-10-10

S66 Uniform Combined State Law Examination

1997-10-10

Other Names

Darren Justin Lederfine

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

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