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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-06-25
  • MN RA
    APPROVED
    Since 2015-06-25

Branch Locations

901 3Rd Ave S Routing S12/3270, Minneapolis, MN 55402-3367 • United States

901 3Rd Ave S Routing S14/3270, Minneapolis, MN 55402-3367 • United States

Mound, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bloomington MN 08/2005 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Other Businesses

Business Ownership; Backyard Bars LLC; Co-owner; This is a construction business; 2648 N Saunders Lake Drive, , Mound, MN, 55364; Not Investment-Related; 06/17/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-15
  • S66 Uniform Combined State Law Examination
    2009-10-15
Other Names
  • Britt M Pockat
  • Britt Michelle Pockat
  • Britt Tappen
  • Britt Michelle Tappen

View on SEC IAPD

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