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Patrick T Mcguire

Rbc Capital Markets, LLC

Williamsville, NY

Buffalo, NY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-06
TX RA APPROVED 2020-07-29
  • NY RA
    APPROVED
    Since 2021-08-06
  • TX RA
    APPROVED
    Since 2020-07-29

Branch Locations

6225 Sheridan Drive Suite 318, Williamsville, NY 14221-4800 • United States

Buffalo, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Williamsville NY 03/2020 Present
Rupp Baase Pfalzgraf Cunningham Llc Buffalo NY 03/2016 03/2020
City National Bank Williamsville NY 08/2020 Present
  • 03/2020 → Present
    Rbc Capital Markets, Llc
    Williamsville, NY
  • 03/2016 → 03/2020
    Rupp Baase Pfalzgraf Cunningham Llc
    Buffalo, NY
  • 08/2020 → Present
    City National Bank
    Williamsville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-26
  • S66 Uniform Combined State Law Examination
    2020-06-26
Other Names
  • Patrick Mcguire

View on SEC IAPD

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