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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-07 |
| MD | RA | APPROVED | 2022-07-25 |
Branch Locations
225 Schilling Circle Suite 100 [Satellite], Hunt Valley, MD 21030 • United States
7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Hunt Valley | MD | 09/2013 | 05/2022 |
| Wells Fargo Advisors Financial Network, Llc | Bethesda | MD | 07/2022 | Present |
POWER OF ATTORNEY FOR MOTHER; INV. RELATED; MD; START DATE: 4/2022.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-08 |
| S65 | Uniform Investment Adviser Law Examination | 1999-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-19 |
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