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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-04 |
| AL | RA | APPROVED | 2004-05-07 |
Branch Locations
220 Providence Main St Nw #101, Huntsville, AL 35806 • United States
302 1St Ave Se Suite 4, Decatur, AL 35601 • United States
Madison, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Madison | AL | 05/2004 | Present |
(1) 05/22/2013: Dixon Wells - Non-Variable Insurance - INV REL - At Reported Business Location(s) - LIFE INSURANCE AND LONG-TERM CARE INSURANCE - TIME SPENT 3% (2) 07/27/2016: Provident Wealth Solutions - DBA for LPL Business (entity for LPL business) - INV REL - 2119 Westmead Drive, Suite 4, Decatur, AL 35603 - Start 07/25/2016 - 0 Hr/Mo (3) 12/11/2024 - Provident Wealth Solutions, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 174 hours per month/ 140 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-29 |
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