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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-17 |
| AZ | RA | APPROVED | 2022-08-17 |
| NC | RA | APPROVED | 2019-07-22 |
| TX | RA | APPROVED | 2019-07-22 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Queens University | Charlotte | NC | 05/2006 | 04/2019 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 10/1999 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 10/1999 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 07/2019 | Present |
NAME OF BUSINESS: CUSTODIAN FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: CUSTODIAN START DATE: 01/2018 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CUSTODIAN FOR IMMEDIATE FAMILY MEMBER NAME OF BUSINESS: CUSTODIAN FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: CUSTODIAN START DATE: 01/2018 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CUSTODIAN FOR IMMEDIATE FAMILY MEMBER
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-12-08 |
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