Best Investors
Account
Sign in
Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-10-02 |
| OR | RA | APPROVED | 2025-01-01 |
| AZ | RA | APPROVED | 2021-10-20 |
| WA | RA | APPROVED | 2021-02-12 |
Branch Locations
200 Sw Market St Suite 1850, Portland, OR 97201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc. | Greenwood Village | CO | 04/2014 | 12/2016 |
| Horace Mann Companies | Springfield | IL | 01/2017 | 08/2018 |
| Horace Mann Investors, Inc. | Springfield | IL | 01/2017 | 08/2018 |
| Unemployed | Lake Oswego | OR | 09/2018 | 04/2019 |
| Guardian Life Insurance Company | Portland | OR | 04/2019 | Present |
| Park Avenue Securities | Portland | OR | 06/2019 | Present |
1) Insurance products other than those offered through Guardian and its subsidiaries; investment related; Address: 200 SW Market Street, Suite 1850, Portland, OR 97201; Start: 04/16/2019; 5 hours/month devoted to the other business; 5 during securities trading hours; Insurance other than the Guardian
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-20 |
| S66 | Uniform Combined State Law Examination | 1997-08-26 |
Reach out to this advisor