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Bruce Wayne Hanks

Wealth Management Of Kentucky, Inc.

Lexington, KY

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Current Employers
Wealth Management Of Kentucky, Inc.

444 E Main Street Suite 112, Lexington, KY 40507 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-09-15
TX RA APPROVED 2021-10-01
  • KY RA
    APPROVED
    Since 2025-09-15
  • TX RA
    APPROVED
    Since 2021-10-01

Branch Locations

444 E Main Street Suite 112, Lexington, KY 40507 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation Yes
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Management Of Kentucky, Inc, Lexington KY 02/2003 Present
Previous Registrations
  • 2013-02-13 → 2013-09-19
    Cambridge Investment Research Advisors, Inc.
    Lexington, KY
  • 2003-03-21 → 2013-01-31
    Lpl Financial Llc
    Frankfort, KY
    Frankfort, KY
    Frankfort, KY
    Frankfort, KY
    Frankfort, KY
    Berea, KY
    Campton, KY
    Cornin, KY
    Frankfort, KY
    Georgetown, KY
    Stanton, KY
    Lexington, KY
    Mt. Sterling, KY
    Berea, KY
    Lawrenceburg, KY
    Lexington, KY
    Prestonsburg, KY
    Lexington, KY
Other Businesses

LICENSED INSURANCE AGENT FOR ESTATE PLANNING. 2-3 HOUR PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-21
S63 Uniform Securities Agent State Law Examination 1997-09-19
  • S66 Uniform Combined State Law Examination
    2014-10-21
  • S63 Uniform Securities Agent State Law Examination
    1997-09-19

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
INVEST INC.
EAGLE STRATEGIES LLC
LPL ENTERPRISE, LLC
ASIO CAPITAL LLC

Other Investors

MICHAEL JAMES BROWNELL
JASON CHRISTOPHER GRESHAM
JAMES CARL GRAY
MARC ALLEN MOORE
AARON WILLIAM SEYFRIED
CARL LEE JINRIGHT
GEORGE DAVID PIERCE
JAMES MICHAEL THOMPSON

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
INVEST INC. · LEXINGTON, KY
EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

More in Lexington, KY

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