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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-20 |
| AZ | RA | APPROVED | 2012-10-01 |
Branch Locations
6155 N Scottsdale Rd, Floor 1, Scottsdale, AZ 85250 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Claiborne Industries Llc | Litchfield Park | AZ | 05/2009 | Present |
| J.P. Morgan Securities Llc | Scottsdale | AZ | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | Scottsdale | AZ | 01/2018 | Present |
Entity Name: Claiborne Industries LLC Investment related: No Address: Private Residence no website Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/19/2009 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a personal investment LLC used to own property. It currently does not own anything, just a bank account, but will be used in the future to purchase raw land or investment properties. No major use of my time, or involving financial services of any kind.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-11 |
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