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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-26 |
| MN | RA | APPROVED | 2013-11-14 |
| WI | RA | APPROVED | 2013-08-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Minneapolis | MN | 05/2013 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-02 |
| S65 | Uniform Investment Adviser Law Examination | 2002-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-19 |
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