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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2020-07-17
TX RA APPROVED 2020-07-17
  • KS RA
    APPROVED
    Since 2020-07-17
  • TX RA
    APPROVED
    Since 2020-07-17

Branch Locations

990 Sw Fairlawn Rd. Ste. 210, Topeka, KS 66606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Of America Silver Lake KS 02/2007 Present
Voya Financial Advisors Topeka KS 09/2014 07/2020
Cambridge Investment Research, Inc. Fairfield IA 07/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2020 Present
  • 02/2007 → Present
    Guardian Life Insurance Company Of America
    Silver Lake, KS
  • 09/2014 → 07/2020
    Voya Financial Advisors
    Topeka, KS
  • 07/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2020 → Present
    Fairfield, IA
Previous Registrations
  • 2010-01-14 → 2020-07-24
    Topeka, KS
    Overland Park, KS
    Topeka, KS
    Lake St. Louis, MO
    Maple Grove, MN
  • 2008-01-03 → 2010-01-08
    National Planning Corporation
    Overland, KS
    Silver Lake, KS
  • 2007-06-13 → 2007-12-31
    Silver Lake, KS
    Silver Lake, KS
    Overland Park, KS
  • 2003-10-17 → 2007-05-01
    Voya Financial Partners, Llc
    Topeka, KS
    Topeka, KS
    Overland Park, KS
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 07/17/20 2) JS WEALTH MANAGEMENT, 3601 SW 29TH STREET, STE 115, TOPEKA, KS, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,01/01/10, NIR, 20/MO- 20/TRADING 3) SILVER LAKE SCHOOLS, USD 372, 200 RICE ROAD, SILVER LAKE, KS, SCHOOL BOARD MEMBER, 02/01/20, NIR, 10/MO- 0/TRADING 4) DBA INTEGRITY INSURANCE AGENCY, INC, 2047 SW Topeka Blvd Suite C, Topeka KS 66612, United States, 01/16/2023, Owner, Insurance/Benefits/Human Resources, NIR, 20 HR/MO - 10 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-16
S63 Uniform Securities Agent State Law Examination 1999-12-29
  • S65 Uniform Investment Adviser Law Examination
    2003-10-16
  • S63 Uniform Securities Agent State Law Examination
    1999-12-29

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