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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-09-30 |
Branch Locations
15 N Main St. Ste 214, West Hartford, CT 06107 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | East Hartford | CT | 06/1997 | 06/2019 |
| Ccsu Alumni Board | New Britain | CT | 07/2012 | 06/2017 |
| Foresters Advisory Services Llc | East Hartford | CT | 08/2012 | 06/2019 |
| Icb-Ameritas Life Insurance | Lincoln | NE | 09/2018 | 05/2019 |
| Cetera Investment Services Llc | Saint Cloud | MN | 06/2019 | 09/2021 |
| Cetera Investment Advisers Llc | East Hartford | CT | 06/2019 | 09/2021 |
| Lpl Financial | West Hartford | CT | 09/2021 | Present |
1)09/22/2021 - Align Wealth Management Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)09/22/2021 - Align Wealth Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3)10/05/2022 - Life Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer/Agent - Start Date - 10/03/2022 - 16 Hours Per Month/1 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-24 |
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