Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-27 |
| NC | RA | APPROVED | 2005-05-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Winston-Salem | NC | 05/2005 | Present |
| Bank Of America, N.A. | Winston-Salem | NC | 12/2009 | Present |
I*136645 For profit or not for profit: For-Profit Organization Name of outside business organization: Moon Pond, LLC Investment related: No Address of business: Winston Salem, North Carolina 27106 Position, title, association: General Partner Start date of relationship: 3/12/2021 Number of hours devoted: 3 hrs Annually Number of hours devoted during trading hours: 0 Duties: LLC holds beach property. I am the registered agent and one of the member managers. ENTITY TYPE: FIDUCIARY ROLE NAME OF OUTSIDE BUSINESS ORGANIZATION: TRUST POSITION INVESTMENT RELATED: NO ADDRESS OF BUSINESS: WINSTON-SALEM, NORTH CAROLINA 27104 POSITION, TITLE, ASSOCIATION: REMOVE AND APPOINT SUCCESSOR TRUSTEE START DATE OF RELATIONSHIP: 1/1/2013 NUMBER OF HOURS DEVOTED: 0 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REMOVE AND APPOINT SUCCESSOR CORPORATE TRUSTEE I*: 2970274 Entity Type: Fiduciary role Name of OBA: E. E. R.r, Jr Trust Address: Winston Salem, NC 27106 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 10/10/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Co-Trustee/father's revocable trust I*: 2969277 Entity Type: Fiduciary role Name of OBA: Father Address: Winston Salem, NC 27106 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 10/10/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Power of Attorney/Parents
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-14 |
Reach out to this advisor