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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2001-04-17 |
| TX | RA | APPROVED_RES | 1997-08-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | St Louis | MO | 05/1997 | Present |
| Bank Of America, N.A. | Clayton | MO | 05/2011 | Present |
I*910313, Name of OBA: STL Copper John LLC Address: Big Sky, MT Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 9/1/2022 No Hours: 1 Monthly No Hours during trading: 0 Duties: Vacation property that the owners plan to rent out when owners are not using it
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-19 |
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