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Enrique Maldonado Garcia

Nelson Securities,Inc.

San Diego, CA

CRD 2907890

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Employer firm

Nelson Securities,Inc. CRD 14377

$322M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Nelson Securities,Inc.

9718 N Morton Ct, Spokane, WA 99218 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2003-06-10
  • CA RA
    APPROVED
    Since 2003-06-10

Branch Locations

12555 High Bluff Drive Suite 390, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nelson Securities,Inc. San Diego CA 01/1997 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-05-29
S63 Uniform Securities Agent State Law Examination 1997-08-29
  • S65 Uniform Investment Adviser Law Examination
    2003-05-29
  • S63 Uniform Securities Agent State Law Examination
    1997-08-29
Other Names
  • Henry Garcia
  • Rick Garcia

View on SEC IAPD

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