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Brian John Herc

Edward Jones

Bothell, WA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-26
WA RA APPROVED 2011-07-11
  • TX RA
    APPROVED
    Since 2025-12-26
  • WA RA
    APPROVED
    Since 2011-07-11

Branch Locations

12100 Ne 195Th St #180, Bothell, WA 98011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2011 Present
Other Businesses

Brian Herc Type of business: Rental Kenmore, WA Start date: 6/15/2024 Owner Hours per week: 0 Hours during trading: 0 Single residence townhome rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-06
S63 Uniform Securities Agent State Law Examination 2000-02-21
  • S66 Uniform Combined State Law Examination
    2011-05-06
  • S63 Uniform Securities Agent State Law Examination
    2000-02-21
Other Names
  • Brian John Herc

View on SEC IAPD

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