Alan Paul Williams

Current Employers

Employment History

• 08/1993 → Present
  Alan Williams Self Employed
  Wallingford, CT
• 06/1997 → 09/2025
  Avantax Invesment Services, Inc.
  Wallingford, CT
• 08/2018 → 09/2025
  Avantax Insurance Agency, Llc
  Wallingford, CT
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Wallingford, CT
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2000-01-11 → 2025-09-05
  Avantax Advisory Services
  Wallingford, CT
  Dallas, TX

Other Businesses

1) Boston Rental~'NIR'~786 East 4th Street, Unit 2~South Boston~MA~02127~Real Estate~Owner/Sole Proprietor~8/1/2015~3hrs~0hrs~Manage rental property and collect rent and pay expenses for property. 2) JAMM Realty LLC~'NIR'~3 Dogwood Lane~Wallingford~CT~06492~Rental Property Owner/Management~Other~8/4/2004~1hrs~0hrs~managing member 3) Construction Specialty Services Inc.~'NIR'~285 Woodhouse Avenue~Wallingford~CT~06492~Commercial/Residential Construction Builder, Treasurer, Comptroller; 7/1/2010; 1hrs; 0hrs; Review monthly financials. Prepare Corporate tax returns. 4) Williams Tax & Financial Services~'NIR'~329 Main Street, Suite 111~Wallingford~CT~06492~Tax Preparation/Accounting~Owner/Sole Proprietor~10/25/2004~40hrs~40hrs~Tax Preparer 5) WILLIAMS LIVING TRUST; POSITION: Trustee NATURE: Maintain account until disbursed to myself and brothers. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2022; 329 Main Street, Suite 111, Wallingford CT 06492, Open account in Trust and transfer from my deceased mother's possession into the new trust. Upon completion I will distribute to my brothers and myself.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-14
• S63 Uniform Securities Agent State Law Examination
  1997-08-25

Other Names

• Alan Paul Williams