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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-11-11 |
| CA | RA | APPROVED | 2016-09-13 |
Branch Locations
608 Silver Spur Road Suite 100, Rolling Hills, CA 90274 • United States
Lomita, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Beverly Hills | CA | 07/2015 | Present |
| City National Bank | Beverly Hills | CA | 05/2018 | Present |
(1) Name of Entity - Violence Prevention Coalition of Greater Los Angeles Address - 1000 N. Alameda St Suite 240 Los Angeles CA 90012 Business Description - Board Membership Business is not investment related Projected Start Date: 01/01/2017 Capacity: Board of Directors Duties Performed: Helping to organize violence prevention workshops between groups in the community of Los Angeles Hours Devoted to this OBA Per Month: 0 Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-07 |
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