Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1999-06-22
  • TX RA
    APPROVED
    Since 1999-06-22

Branch Locations

13135 Dairy Ashford Rd, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 02/1999 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-29
S63 Uniform Securities Agent State Law Examination 1997-09-11
  • S66 Uniform Combined State Law Examination
    2007-10-29
  • S63 Uniform Securities Agent State Law Examination
    1997-09-11
Other Names
  • Paula Eloise Raffington

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Sugar Land, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor