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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-01 |
| CA | RA | APPROVED | 2021-04-30 |
Branch Locations
2200 Pacific Coast Highway Suite 306, Hermosa Beach, CA 90254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Npb Financial Group, Llc | Burbank | CA | 04/2009 | 04/2021 |
| Independent Financial Group | Manhanttan Beach | CA | 04/2021 | Present |
(1) MATHEMATICS WEALTH MANAGEMENT POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/30/2021 ADDRESS: 1500 Rosecrans Ave, #500, Manhattan Beach CA 90266, United States DESCRIPTION: 100% owner of DBA used for marketing purposes (2) NOTARY PUBLIC POSITION: Independent Contractor NATURE: Notary INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/30/2021 ADDRESS: 1500 Rosecrans Ave, #500, Manhattan Beach CA 90266, United States DESCRIPTION: Provide notary public service (3) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/26/2021 ADDRESS: 1500 Rosecrans Ave, #500, Manhattan Beach CA 90266, United States DESCRIPTION: Insurance agent offering various types of business. GINTOKI LLC POSITION: Owner. NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 0 START DATE: 11/22/2024 ADDRESS: 2200 Pacific Coast Hwy., Unit 306, Hermosa Beach CA 90254, United States DESCRIPTION: Bought office condo for own use so that I don't have to continue to pay increasing rent. Will eventually relocate branch office to this address once escrow closes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-08 |
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