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4600 Broadway, Allentown, PA 18104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-04-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dupont Capital Management Marketing Corporation | Wilmington | DE | 12/2014 | 03/2019 |
| Dupont Capital Management | Wilmington | DE | 12/2014 | 02/2024 |
| Foreside Funds Distributors Llc | Wilmington | DE | 03/2019 | 09/2023 |
| Girard Pension Services, Llc | Allentown | PA | 04/2024 | Present |
| Girard Investment Services, Llc | Allentown | PA | 08/2024 | Present |
East Goshen Township Investment related: Yes 1580 Paoli Pike, West Chester, Pa 19380 Chair of the Pension Committee Start Date: 2018 Time: less than 1 per month Time devoted during trading hours: None Member of a committee that oversees the Pension Plans for the Township. Position is unpaid and does not have check writing abilities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-08-27 |
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