Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2006-07-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Honolulu | HI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Honolulu | HI | 11/2016 | Present |
CO-TRUSTEE FOR UNCLE; INVESTMENT RELATED; HONOLULU, HI; 20 HRS/MONTH, LIMITED DURING SECURITIES HRS, START 2008. PERSONAL REPRESENTATIVE FOR UNCLE, INV RELATED, HONOLULU, HI, START 5/23/2012, 3 HOURS PER MONTH, 3 HOURS DURING TRADING. | POWER OF ATTORNEY FOR AUNT; INVESTMENT RELATED; HONOLULU, HI; POA; 4 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; POA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-13 |
Reach out to this advisor