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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2008-07-03 |
Branch Locations
3805 Edwards Road Suite 200, Cincinnati, OH 45209 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins. Co. | Milwaukee | WI | 06/1997 | Present |
| Northwestern Mutual Investment Services, Llc | Cincinnati | OH | 02/2008 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2011 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MANAGING PARTNER/100% OWNER - KELLEY FINANCIAL GROUP, INC. THE KELLEY GROUP/STRATEGIC EMPLOYEE BENEFITS SERVICES, INC. - 100% OWNER/PRESIDENT 2. 50% OWNER, INTERACTIVE ENROLLMENT SERVICES INC., DEVELOPES & SELLS SOFTWARE FOR USE IN EMPLOYEE BENEFIT PLANNING. 20HRS/MO. 3. >100% OWNER, Hammer Road Farm LLC, 299 HAMMER RD, WEST UNION, , OHIO, 45693, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 02/28/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NOT MUCH. IT IS AN LLC THAT MY WIFE IS THE SINGLE MEMBER. I AM LISTED AS THE MANAGER. 4. 20% OWNER, KELLEY BROTHERS DRILLING, 6295 TRAYLOR RD, LOVELAND, , OHIO, 45140, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 03/28/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I AM HELPING MY SONS MAKE DECISIONS. non investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-19 |
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