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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
AZ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • AZ RA
    APPROVED
    Since 2012-10-01

Branch Locations

10300 West Thunderbird Blvd., Sun City, AZ 85351 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Sun City AZ 10/2012 Present
Jpmorgan Chase Bank, N.A. Sun City AZ 11/1998 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Chicago, IL
    Sun City, AZ
    Sun City West, AZ
    Sun City, AZ
  • 2004-06-28 → 2005-07-06
    Banc One Securities Corporation
    Sun City, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-14
S63 Uniform Securities Agent State Law Examination 1997-08-08
  • S66 Uniform Combined State Law Examination
    2004-06-14
  • S63 Uniform Securities Agent State Law Examination
    1997-08-08
Other Names
  • Mike Lyons
  • Michael Crane Lyons

View on SEC IAPD

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