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Usha Dyal

J.P. Morgan Securities LLC

Rockville Centre, NY

Mineola, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-20
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

10 North Village Ave., Rockville Centre, NY 11570 • United States

216 Old Country Rd, Floor 02, Mineola, NY 11501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Rockville Centre NY 03/2009 Present
J.P. Morgan Securities Llc Rockville Centre NY 10/2012 Present
  • 03/2009 → Present
    Jpmorgan Chase Bank, N.A.
    Rockville Centre, NY
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Rockville Centre, NY
Previous Registrations
  • 2010-09-08 → 2012-10-01
    Chase Investment Services Corp.
    Levittown, NY
    New York, NY
    New York City, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-27
S63 Uniform Securities Agent State Law Examination 1997-07-10
  • S65 Uniform Investment Adviser Law Examination
    2010-08-27
  • S63 Uniform Securities Agent State Law Examination
    1997-07-10

View on SEC IAPD

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RICHARD CHARLES LAHN
FALGUN JARIWALA
TIMOTHY MAHONEY ARCHARD

Other Offices

THE PINNACLE FINANCIAL GROUP · ROCKVILLE CENTRE, NY
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ALLSTATE FINANCIAL ADVISORS, LLC · Oceanside, NY
CITIGROUP GLOBAL MARKETS INC. · ROCKVILLE CENTRE, NY
BAYRIDGE FINANCIAL GROUP, INC. · ROCKVILLE CENTRE, NY
CITIZENS SECURITIES, INC. · ROCKVILLE CENTRE, NY
KESTRA ADVISORY SERVICES, LLC · ROCKVILLE CENTRE, NY
PFS INVESTMENTS INC. · ROCKVILLE CENTRE, NY

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