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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-25 |
Branch Locations
5406 Everhart Rd, Corpus Christi, TX 78411 • United States
New Braunsfels, TX • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals Inc | San Antonio | TX | 10/2013 | 06/2018 |
| Ameriprise Financial Services, Inc | Corpus Christi | TX | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Corpus Christi | TX | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-29 |
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